Chief Information Security Officer

[](https://builtin.com/company/cais)[**CAIS**](https://builtin.com/company/cais) # Chief Information Security Officer (CISO) Job Posted 12 Days AgoReposted 12 Days Ago New York City, NY, USA Hybrid 270K-320K Annually Expert/Leader Fintech • Software • Financial Services CAIS is the leading alternative investment platform for independent financial advisors. The Role Lead and execute the firms cybersecurity and operational risk programs, including AI security strategy, incident response, vendor security, compliance (SEC/FINRA/SOC2), secure architecture, and day-to-day security operations. Partner with executives, oversee audits and certifications, and build security awareness across the organization while remaining hands-on with tooling, design reviews, and threat management. Summary Generated by Built In CAIS is the pioneer in democratizing access to and education about alternative investments and structured products for independent financial advisors, empowering them to engage and transact with leading asset managers and bank issuers on a massive scale through a wide variety of alternative investment products and technology solutions. CAIS provides financial advisors with a broad selection of alternative investment strategies, including hedge funds, private equity, private credit, real estate, digital assets, and capital market solutions including structured notes, market-linked CDs, and hedging strategies for concentrated stock positions. CAIS also delivers industry-leading technology, operational efficiency, and world-class client service throughout the pre-trade, trade, and post-trade experience. CAIS supports over 50,000 advisors who oversee more than $6 trillion in network assets. CAIS is seeking a Chief Information Security Officer (CISO) who pairs deep technical expertise with strategic vision to lead the firm’s cybersecurity program and Operational Risk Management practices. This role will drive security strategy—including AI security strategy—mitigate risks, ensure regulatory compliance, and protect critical financial assets and client data. The CISO will oversee all cybersecurity and operational risk functions while remaining hands-on with architecture, tooling, and incident response, and will ensure third-party and vendor security align with the firm’s risk management framework. **Responsibilities** - Cybersecurity Leadership: Develop and execute a comprehensive security strategy aligned with industry standards (NIST, ISO 27001, CIS Controls) to safeguard sensitive financial data. - Risk Management & Threat Intelligence: Continuously assess cyber threats, vulnerabilities, and implement proactive security measures. - Operational Risk Oversight: Lead the firm's operational risk management framework, including identification, assessment, and mitigation of operational risks across business processes, technology systems, and third-party relationships. - Regulatory Compliance & Audit: Ensure compliance with financial industry regulations (SEC, FINRA, SOC 2), managing audits and certifications. - Third-Party & Vendor Security: Evaluate and manage security risks associated with external partners, vendors, and cloud service providers, ensuring compliance with cybersecurity policies. - Incident Response & Crisis Management: Lead the firm’s response to security incidents, breaches, and fraud, ensuring swift resolution and recovery. - Technology & Infrastructure Security: Lead secure architecture design, cloud security, endpoint protection, and network security—personally engaging in design reviews, tooling evaluations, and technical decision-making. - AI Security Strategy: Develop and implement security policies and governance frameworks for AI and machine learning systems, ensuring responsible AI deployment, data integrity, model security, and compliance with emerging AI regulations. - Cybersecurity Operations: Direct and actively participate in day-to-day cybersecurity functions, including security monitoring, threat hunting, vulnerability management, and detection engineering. - Data Protection & Privacy: Implement robust encryption standards, access controls, and data governance policies. - Leadership & Collaboration: Partner with executive leadership, IT teams, and external stakeholders to align security initiatives with business objectives. - Employee Education & Awareness: Develop security training programs and promote a culture of cybersecurity across the organization. **Qualifications** - Proven track record in financial services cybersecurity or a regulated industry. - Experience in information security leadership roles with a strong hands-on technical background (e.g., security engineering, penetration testing, cloud security architecture, or incident response). - Expertise in risk management, operational risk frameworks, vendor security, cloud security, and encryption protocols. - Strong knowledge of regulatory compliance frameworks affecting financial institutions. - Experience developing AI security strategies, governance frameworks, and risk assessments for AI/ML systems. - CISSP, CISM, or CISA certifications preferred. - Excellent communication and leadership skills, with an ability to influence stakeholders at all levels. - A leader who thrives at the intersection of strategy and execution—equally comfortable presenting to the Board and working through a security incident hands-on. CAIS is consistently recognized as a Best Place to Work, and our culture is at the heart of our success. We are committed to fostering an inclusive environment where employees can be their most authentic selves and feel inspired and supported to bring their voice forward to drive community, growth, and innovation. We are an equal opportunity employer, and do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law.  Learn more about our culture, benefits, and people at https://www.caisgroup.com/our-company/careers. CAIS’ compensation package includes a market competitive salary, a performance bonus, and exceptional benefits. If you are located in New York, New York, the base salary range for this role is $270,000 - $320,000. Actual compensation is influenced by a wide array of factors including but not limited to skill set, level of experience, and specific office location. CAIS offers a comprehensive benefits package that includes generously subsidized healthcare with 100% employer paid dental and vision insurance, an employer matched retirement plan, wellness programs, and generous PTO and parental leave. Additionally, CAIS offers a flexible, hybrid in-office model; for most roles, we do require a minimum of 3 days in office per week.  For more information on our benefits and career opportunities, please visit our website: https://www.caisgroup.com/our-company/careers. We use technology, including AI tools, to support parts of our recruitment process such as application screening, interview scheduling, and candidate communications. These tools are used to improve efficiency and consistency, but they do not replace human judgement. All hiring decisions are made by people, and we are committed to fair and unbiased assessment of every candidate. Read Full Description ## Skills Required - Proven track record in financial services cybersecurity or a regulated industry. - Experience in information security leadership roles with strong hands-on technical background (security engineering, penetration testing, cloud security architecture, incident response). - Expertise in risk management, operational risk frameworks, vendor security, and third-party risk assessment. - Experience with cloud security, encryption protocols, endpoint protection, network security, and secure architecture design. - Strong knowledge of regulatory compliance frameworks affecting financial institutions (SEC, FINRA, SOC 2). - Experience developing AI security strategies, governance frameworks, and risk assessments for AI/ML systems. - Excellent communication and leadership skills, ability to influence executive leadership and present to the Board. - CISSP, CISM, or CISA certifications. ## What the Team is Saying  Sanjam Senior Vice President, Legal & Compliance CAIS is a wonderful place to grow one’s career while surrounded by some of the best people in the industry. I am constantly engaged with interesting projects, and it is always a pleasure to collaborate across teams to reach extraordinary achievements  Sanjam Senior Vice President, Legal & Compliance CAIS is a wonderful place to grow one’s career while surrounded by some of the best people in the industry. I am constantly engaged with interesting projects, and it is always a pleasure to collaborate across teams to reach extraordinary achievements  Mark Senior Vice President, Office of CEO Leaders at CAIS are forward-looking, but also take the time to reflect on how the business has evolved in order to make more educated, thoughtful, and strategic decisions. The opportunity to work alongside them and learn is unbeatable.  Elisandra Associate, CAIS IQ What I enjoy most about CAIS is the welcoming culture. As an African Brazilian immigrant, I’ve felt pressure in some spaces to conform in order to fit in. Not here. At CAIS, I feel valued for who I am – and that represents a truly inclusive culture.  Adam Senior Associate, Data There’s a niche for everyone, and if one doesn’t exist, you can make your own. I started a water themed group, Hydro Homies, and it has gotten great support – we already have 65 members! Between the custom water bottle stickers and engaging slack channel with trivia and memes, it's become a great way for people to connect in and out of the office.  Heaven-Leigh Associate, Finance CAIS offers tremendous personal and professional development resources to employees. I’ve taken L&D courses through our learning platforms, learned new tools, and continuously felt supported by my peers across the firm. The team creates a safe and welcoming environment where all are encouraged to ask questions, learn, and share feedback.      ## CAIS Compensation & Benefits Highlights - Healthcare Strength—Health coverage is described as highly subsidized across medical, dental, and vision, complemented by monthly wellness reimbursements and options like mental health support. A coverage waiver allowance is available if you are insured elsewhere. - Parental & Family Support—New parents can take a lengthy period of fully paid parental leave, and resources like family medical leave and an onsite Mother’s Room are highlighted. These features signal meaningful support for growing families. - Retirement Support—A 401(k) plan with an employer match is offered to help build long‑term savings. Disability and life insurance are also noted as part of the financial protection mix. [Learn more about CAIS's Compensation & Benefits →](https://builtin.com/company/cais/faq/compensation-benefits) ### CAIS Insights [What's It Like to Work at CAIS?](https://builtin.com/company/cais/faq/workplace-perception) [CAIS Culture & Values](https://builtin.com/company/cais/faq/culture-values) [CAIS Career Growth & Development](https://builtin.com/company/cais/faq/career-growth-development) [What's the Work-Life Balance Like at CAIS?](https://builtin.com/company/cais/faq/work-life-balance-wellbeing) [CAIS Leadership & Management](https://builtin.com/company/cais/faq/leadership-management) [CAIS Company Growth, Stability & Outlook](https://builtin.com/company/cais/faq/stability-growth) [View all jobs at CAIS](https://builtin.com/company/cais/jobs) [View CAIS Profile](https://builtin.com/company/cais) Report Job Am I A Good Fit? beta  Get Personalized Job Insights. Our AI-powered fit analysis compares your resume with a job listing so you know if your skills & experience align. Upload Resume Upload Resume Success! Refresh the page to see how your skills align with this role. The Company HQ: New York, NY 341 Employees Year Founded: 2009 ## What We Do CAIS is the leading alternative investment platform for independent financial advisors. The CAIS platform powers the pre-trade, trade, and post-trade lifecycle of alternative investments providing financial advisors and alternative asset managers a single operating system for scale and efficiency. CAIS serves over 2,000 wealth management firms that support more than 50,000 financial advisors who oversee approximately $6 trillion in end-client assets. Founded in 2009, CAIS is headquartered in New York City with offices in Austin and London. CAIS continues to be recognized for its innovation and leadership including awards for Alternative Investment Firm of the Year by Wealth Solutions Report, WealthTech100 List by Fintech Global, Great Places to Work by Fortune, Best RIA Platform by SPi, Best Alternative Investments Solution by Finovate, and many others. For more information about CAIS, please visit www.caisgroup.com. ## Why Work With Us As CAIS continues to grow and develop award-winning technology, we need true agents of change to join our growing team. CAIS has opportunities for every skillset—from interns to directors. If you’re looking for a transformative, welcoming culture in which personal success is supported, consider joining our team. ## Gallery          ## CAIS Offices [Learn More](https://builtin.com/company/cais/offices) Hybrid Workspace Employees engage in a combination of remote and on-site work. Typical time on-site: 3 days a week HQNew York, NY Austin, TX London, GB Red Bank, NJ [Learn more](https://builtin.com/company/cais/offices) 123 Option1 of 3 ## Similar Jobs [**CAIS**](https://builtin.com/company/cais) ### [Product Specialist](https://builtin.com/job/alternative-investments-product-specialist-mid-atlantic-northeast/9462941) Fintech • Software • Financial Services Hybrid New York City, NY, USA 341 Employees 150K-200K Annually [**CAIS**](https://builtin.com/company/cais) ### [Systems Engineer](https://builtin.com/job/ai-data-systems-engineer/10046428) Fintech • Software • Financial Services Hybrid New York City, NY, USA 341 Employees 125K-160K Annually [**CAIS**](https://builtin.com/company/cais) ### [Fund Delivery Senior Associate](https://builtin.com/job/fund-delivery-senior-associate/9826297) Fintech • Software • Financial Services Hybrid New York, NY, USA 341 Employees 122K-149K Annually [**CAIS**](https://builtin.com/company/cais) ### [Alternative Investments - Internal Associate](https://builtin.com/job/alternative-investments-internal-associate/8769216) Fintech • Software • Financial Services Hybrid New York City, NY, USA 341 Employees 100K-140K Annually [View all jobs at CAIS](https://builtin.com/company/cais/jobs) [View CAIS Profile](https://builtin.com/company/cais) Report Job Continue [Apply](https://job-boards.greenhouse.io/cais/jobs/8622785002?gh_src=940965ca2) [Save](https://builtin.com/job/chief-information-security-officer-ciso/10085088) [Apply](https://job-boards.greenhouse.io/cais/jobs/8622785002?gh_src=940965ca2) [Save](https://builtin.com/auth/login?destination=/job/chief-information-security-officer-ciso/10085088) Apply Instructions By clicking Apply Now you agree to [share your profile information](https://builtin.com/privacy-policy) with the hiring company. 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